12.1 Practical exercises
Exercise 1 — The multiplicity audit. Annotate the first page of your draft per §5.5. Produce a table of sentences against contracts. Write 200 words on what the distribution reveals.
Exercise 2 — Gambit substitution. Take one draft opening and rewrite the same material three times, as three different gambits from §6.5 — for example Small Action, Rupture and Voice Declaration. Do not judge which is best until all three exist. Write 300 words comparing what each buys and costs.
Exercise 3 — The deletion ladder. Delete the first paragraph; read. Delete the first two; read. Continue until deletion causes real loss. Record where the book actually begins, and why the earlier material felt necessary while writing.
Exercise 4 — Distance transposition. Rewrite a single paragraph of your opening at all four distances tabulated in §4.1 (far, middle, free indirect, interior monologue). Identify which distance the rest of your novel assumes, and whether the opening matches it.
Exercise 5 — The normalisation drill. Write a first sentence establishing one non-realist fact about your world inside a sentence whose grammatical business is something ordinary. Then write the announcement version. Compare against Orwell, Atwood and Rowling in §4.2.
Exercise 6 — Blind voice test. Set your opening paragraph alongside three published openings with attributions removed. Ask a reader which is which, and to give two adjectives for each voice. Record the adjectives you receive.
Exercise 7 — The uninformed reader. Give two pages to someone who knows nothing about the book. Ask them the four zero-context questions in §7.1, test 5, and write down their answers verbatim without correcting them.
Exercise 8 — Comparative translation. Using §9.4 as a model, take an opening available in two or more English translations — The Trial, Anna Karenina, Madame Bovary, Crime and Punishment, One Hundred Years of Solitude — and analyse how the versions produce different narrators. Write 600 words on which contracts survive translation and which do not.
Exercise 9 — The 400-word opening. Write an opening to a novel you have not written, in 400 words, opening all six contracts. Then cut it to 200 without losing any contract. The cut is the exercise.
12.2 Seminar questions
Is the contract model market-derived? §3.6 concedes that contemporary opening conventions are shaped by acquisition practice. Does that undermine the model’s claim to describe narrative rather than commerce? Test the model against an opening from before 1850 and one from after 1980.
Five contracts or six? Argue for or against admitting the formal contract (§4.6) as a separate category. Use Blindness, The Sound and the Fury or Brás Cubas as evidence.
Flaubert’s vanishing “we.” Is the first-person-plural narrator of Madame Bovary’s opening a flaw, a residue, or a deliberate device? What would each answer imply about the formal contract?
Does the zero-context test survive Genette? If all reading is paratextually conditioned, is the test an idealisation that should be kept, or an incoherent one? (§3.7)
Whose conventions? The chapter’s failure patterns are drawn from a broadly Anglo-American workshop tradition. Examine the openings of The Tale of Genji, Dream of the Red Chamber or Season of Migration to the North, and consider which of §8’s prohibitions are describing narrative and which are describing a local literary culture.
The ethics of the recruiting opening. Lolita opens by charming the reader on behalf of a man who should not be charming. Is the opening’s seduction a moral problem, a moral instrument, or both?
12.3 Assessment rubric
For a submitted opening (1,000–1,500 words) with a 750-word critical commentary.
| Band | Craft (60%) | Commentary (40%) |
|---|---|---|
| Distinction | All contracts opened or deliberately and defensibly deferred; multiplicity evident and unforced; a voice that survives the substitution test; a legible want under real resistance | Names its gambit and defends it against alternatives; identifies its own risks; engages at least two theoretical sources critically rather than decoratively |
| Merit | Most contracts opened; scene present; voice distinctive but occasionally generic; a want present but under-resisted | Accurate self-analysis; some engagement with theory; risks acknowledged if not resolved |
| Pass | A scene exists; some contracts opened; prose competent but interchangeable | Describes the opening accurately; theory referenced but not applied |
| Fail | No scene; contracts largely unopened; one or more failure patterns unrecognised | Description without analysis; no engagement with the model |